SEC EDGAR Filing Deadlines

2020 SEC EDGAR Filing Calendar Deadlines & Holidays


SEC Filing Deadlines Based on a December 31, 2019 Fiscal Year End

FORM TYPELARGE ACCELERATED FILERSACCELERATED FILERSNON-ACCELERATED FILERS
Form 10-K
(Period ended Dec. 31, 2019)
Monday, March 2
(60 days from year end)
Monday, March 16
(75 days from year end)
Monday, March 30
(90 days from year end)
Form NT 10-K (Form 12b-25)Tuesday, March 3Tuesday, March 17Tuesday, March 31
Form 10-K
(with 15 day extension)
Tuesday, March 17Tuesday, March 31Tuesday, April 14
Form 20-F
(Foreign Private Issuers)
Friday, May 1
(4 months from year end)
Friday, May 1
(4 months from year end)
Friday, May 1
(4 months from year end)
Form NT 20-FMonday, May 4Monday, May 4Monday, May 4
Form 20-F
(with 15 day extension)
Monday, May 18Monday, May 18Monday, May 18
Form 10-Q
(Period ended March 31, 2020)
Monday, May 11
(40 days from quarter end)
Monday, May 11
(40 days from quarter end)
Friday, May 15
(45 days from quarter end)
Form NT 10-Q (Form 12b-25)Tuesday, May 12Tuesday, May 12Monday, May 18
Form 10-Q
(with 5 day extension)
Monday, May 18Monday, May 18Wednesday, May 20
Form 10-Q
(Period ended June 30, 2020)
Monday, August 10
(40 days from quarter end)
Monday, August 10
(40 days from quarter end)
Friday, August 14
(45 days from quarter end)
Form NT 10-Q (Form 12b-25)Tuesday, August 11Tuesday, August 11Monday, August 17
Form 10-Q
(with 5 day extension)
Monday, August 17Monday, August 17Wednesday, August 19
Form 10-Q
(Period ended Sept. 30, 2020)
Monday, November 9
(40 days from quarter end)
Monday, November 9
(40 days from quarter end)
Monday, November 16
(45 days from quarter end)
Form NT 10-Q (Form 12b-25)Tuesday, November 10Tuesday, November 10Tuesday, November 17
Form 10-Q
(with 5 day extension)
Monday, November 16Monday, November 16Monday, November 23

Investment Manager Deadlines 45 Days After Calendar Year End and
45 Days After Each of the First Three Calendar Quarters End

FORM TYPEDUE DATE
Form 13F-HRFriday, February 14
Form 13F-HRFriday, May 15
Form 13F-HRFriday, August 14
Form 13F-HRMonday, November 16

Larger Trader Registration Deadlines

FORM TYPEDUE DATE
Form 13H*Friday, February 14

The SEC is Closed for the Following Holidays

HOLIDAYDATE
New Year’s DayWednesday, January 1
Martin Luther King, Jr.Monday, January 20
President's DayMonday, February 17
Memorial DayMonday, May 25
Independence DayFriday, July 3
Labor DayMonday, September 7
Columbus DayMonday, October 12
Veteran's DayWednesday, November 11
Thanksgiving DayThursday, November 26
Christmas DayFriday, December 25

Other Form Types and Due Dates

FORM TYPEDUE DATES
Form 310 days after the individual becomes a reporting person
Form 42 business days after the transaction date
Form 545 calendar days after Issuer’s fiscal year end
Form 8-K4 business days
Form 13F45 days after calendar year end and 45 days after each of the first three calendar quarters end
Form 13H45 days after calendar year end. Amendments to Form 13H must be filed promptly following the end of a calendar quarter in the event that any of the information contained in a Form 13H filing becomes inaccurate for any reason. For example, a name change, business address or organization type change.
Form 20-F4 months after fiscal year end
Schedule 13G45 days after fiscal year end
Schedule 13D10 days after the acquisition of more than 5% beneficial ownership; amendments are due promptly after material changes
N-PORT (formerly N-Q)All registered management investment companies or an exchange-traded fund organized as a unit investment trust (other than a money market fund or a small business investment company) – 30 days after the end of each month
N-CEN (formerly N-SAR)All registered investment companies, other than face-amount certificate companies – 75 days after fiscal year end. Unit investment trusts – 75 days after calendar year end
N-PXDue no later than August 31
N-CSRDue to be printed and mailed 60 days following the end of each half year by investment companies. EDGAR filing is due 10 days after the mailing date

*Amendments to Form 13H

*Amendments to Form 13H must be filed promptly following the end of a calendar quarter in the event that any of the information contained in a Form 13H filing becomes inaccurate for any reason. For example, a name change, business address or organization type change.

For Additional Information

Please contact us directly at (954) 461-5769 or email us directly at info@borerfinancial.com

PLEASE SEE THE SEC FILING FORMS SECTION OF OUR WEBSITE FOR A COMPLETE LIST OF DOWNLOADABLE FORMS.

*Amendments to Form 13H must be filed promptly following the end of a calendar quarter in the event that any of the information contained in a Form 13H filing becomes inaccurate for any reason. For example, a name change, business address or organization type change.

Hours of EDGAR Operations

For submitting filings are Monday to Friday, 6:00 AM – 10:00 PM ET, excluding SEC holidays.

Filings submitted after 5:30 PM ET will receive the next business day’s filing date.

Section 16 filings can be submitted up until 10:00 PM ET to receive the same filing date.

If a filing due date falls on a weekend or a federal holiday, the filing is due on the following business day.